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OUT-OF-PLANE DESIGN OF
MASONRY WALLS
INTRODUCTION
The
design of masonry walls to resist out-of-plane
loads is an important aspect in the design of
masonry buildings. In most large buildings that use
masonry walls as the lateral load resisting system,
out-of-plane response is the critical phase of the
design. This is because the common masonry
warehouse-type building with few openings usually
has enough walls to resist the in-plane demands
generated by wind or earthquake loads. However, the
large story height means that the out-of-plane
demands can be quite high.
Figure 1 illustrates this
concept. When the walls are loaded out-of-plane,
they are not part of the lateral load resisting
system, but instead act as elements of the
structure, or components, which support their own
direct loads. For satisfactory structural response,
the wall must span between supports and transfer
lateral loads to the floor or roof diaphragm, which
in turn transfers the loads to the walls that form
the lateral load resisting system.
Evaluation of the walls is
also complicated by the fact that since the walls
are slender compared to their height, the
deflection induced by the lateral loads can
sometimes be comparable to the wall thickness. This
means that the usual assumption of small
deflections is not valid and secondary deformation
effects (P-D
effects) need to be considered in order to
determine the wall demands accurately.
This article will provide an
overview of the procedures required to design
masonry walls that are subjected to out-of-plane
forces. Methods for calculating the lateral wind
and earthquake loads will be described, as well as
techniques for obtaining wall forces, displacements
and capacities. The paper will also provide insight
on how to incorporate the requirements for
deformation compatibility in the design of masonry
walls and ensure that walls can sustain the
deformations expected to occur under lateral
loads.
Determination of Design
Loads
Out-of-plane loads on masonry
walls in buildings are usually induced by inertial
earthquake forces or winds pressures. In basement
walls, out-of-plane loads are also caused by
lateral soil pressures, but these will not be
specifically addressed in this article. This
article will also not address the design of
free-standing fence walls, which are also subjected
to out-of-plane stresses. It should be noted that
while the loads on retaining walls and fence walls
are calculated in a slightly different manner,
their design follows the principles described
here.
The American Society of Civil
Engineers (ASCE) publishes a standard that provides
guidelines for determining structural design loads.
The standard, "ASCE 7-02, Minimum Design Loads for
Buildings and other Structures" (Ref. 1) contains
various techniques that can be used for calculating
the out-of-plane loads on masonry walls. Using the
simplified procedure in ASCE 7-02, the design
wind pressure pnet on masonry
walls, which are considered as components or
cladding for out-of-plane design, is given by the
equation:
  (1)
The wind pressure depends on
the design wind speed at the building location, the
building height, and the importance of the
building. The term pnet30 represents the net design
wind pressure at a height of 30 feet for exposure
B. Table 1 provides values of pnet30 for various
basic wind speeds, which are based on 3-second
gusts. Positive and negative signs represent
pressures acting toward and away from surfaces,
respectively. It should be noted that the wind
pressure is greater at wall end zones, which are
defined in Figure 2. The adjustment factor, l,
which is given in Table 2, accounts for building
height and exposure. The importance factor I
accounts for the degree of hazard to human life and
damage to property that may occur if an element
fails. Its value ranges from 0.77 to
1.15.
Table 1 Net Design Wind
Pressure, pnet30 (psf)
(Exposure B at h=30 ft. with
I=1.0)
|
Zone
|
Effective
Wind
Area (sf)
|
Basic
Wind Speed (mph)
|
|
85
|
90
|
100
|
110
|
120
|
130
|
140
|
150
|
170
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Interior
Zone
|
10
|
13.0
|
-14.1
|
14.6
|
-15.8
|
18.0
|
-9.5
|
21.8
|
-23.6
|
25.9
|
-28.1
|
30.4
|
-33.0
|
35.3
|
38.2
|
40.5
|
-43.9
|
52.0
|
-56.4
|
|
20
|
12.4
|
-13.5
|
13.9
|
-15.1
|
17.2
|
-18.7
|
20.8
|
-22.6
|
24.7
|
-26.9
|
29.0
|
-31.6
|
33.7
|
36.7
|
38.7
|
-42.1
|
49.6
|
-54.1
|
|
50
|
11.6
|
-12.7
|
13.0
|
-14.3
|
16.1
|
-17.6
|
19.5
|
-21.3
|
23.2
|
-25.4
|
27.2
|
-29.8
|
31.6
|
34.6
|
36.2
|
-39.7
|
46.6
|
-51.0
|
|
100
|
11.1
|
-12.2
|
12.4
|
-13.6
|
15.3
|
-16.8
|
18.5
|
-20.4
|
22.0
|
-24.2
|
25.9
|
-28.4
|
30.0
|
33.0
|
34.4
|
-37.8
|
44.2
|
-48.6
|
|
500
|
9.7
|
-10.8
|
10.9
|
-12.1
|
13.4
|
-14.9
|
16.2
|
-18.1
|
19.3
|
-21.5
|
22.7
|
-25.2
|
26.3
|
29.3
|
30.2
|
-33.6
|
38.8
|
-43.2
|
End
Zone
|
10
|
13.0
|
-17.4
|
14.6
|
-19.5
|
18.0
|
-24.1
|
21.8
|
-29.1
|
25.9
|
-34.7
|
30.4
|
-40.7
|
35.3
|
-47.2
|
40.5
|
-54.2
|
52.0
|
-69.6
|
|
20
|
12.4
|
-6.2
|
13.9
|
-18.2
|
17.2
|
-22.5
|
20.8
|
-27.2
|
24.7
|
-32.4
|
29.0
|
-38.0
|
33.7
|
-44.0
|
38.7
|
-50.5
|
49.6
|
-64.9
|
|
50
|
11.6
|
-14.7
|
13.0
|
-16.5
|
16.1
|
-20.3
|
19.5
|
-24.6
|
23.2
|
-29.3
|
27.2
|
-34.3
|
31.6
|
-39.8
|
36.2
|
-45.7
|
46.6
|
-58.7
|
|
100
|
11.1
|
-13.5
|
12.4
|
-15.1
|
15.3
|
-18.7
|
18.5
|
-22.6
|
22.0
|
-26.9
|
25.9
|
-31.6
|
30.0
|
-36.7
|
34.4
|
-42.1
|
44.2
|
-54.1
|
|
500
|
9.7
|
-10.8
|
10.9
|
-12.1
|
13.4
|
-14.9
|
16.2
|
-18.1
|
19.3
|
-21.5
|
22.7
|
-25.2
|
26.3
|
-29.3
|
30.2
|
-33.6
|
38.8
|
-43.2
|
Table 2 Adjustment Factor
for Building Height and Exposure,
l
Mean
roof
Height (ft)
|
Exposure
|
|
B
|
C
|
D
|
|
15
|
1.00
|
1.21
|
1.47
|
|
20
|
1.00
|
1.29
|
1.55
|
|
25
|
1.00
|
1.35
|
1.61
|
|
30
|
1.00
|
1.40
|
1.66
|
|
35
|
1.05
|
1.45
|
1.70
|
|
40
|
1.09
|
1.49
|
1.74
|
|
45
|
12
|
1.53
|
1.78
|
|
50
|
1.16
|
1.56
|
1.81
|
|
55
|
1.19
|
1.59
|
1.84
|
|
60
|
1.22
|
1.62
|
1.87
|

Figure 2 Definition of
Wall End Zones
Out-of-plane earthquake loads
on masonry walls can also be calculated using the
stipulations of ASCE 7-02 for components. The
following equation calculates the seismic design
force Fp on the wall, which is to
be distributed relative to the wall mass
distribution:
  (2a)
where
SDS
= short period 5% damped spectral response
acceleration at the building location. The value
0.4SDS represents the effective
ground acceleration at the site.
ap =
amplification factor that represents the dynamic
amplification of the wall relative to the
fundamental period of the structure. For most
masonry walls, ap = 1.0, except
for parapets and un-braced walls for which
ap = 2.5.
Ip
= importance factor that varies from 1.0 to
1.5.
Wp = wall
weight.
Rp =
response modification factor that represents the
wall over-strength and ductility or energy
absorbing capability. For reinforced masonry walls,
Rp = 2.5, while for un-reinforced
masonry walls, Rp = 1.5.
z = height of point of
wall attachment with respect to the
base.
h = average roof
height of structure with respect to the base.
The seismic force need
not exceed
  (2b)
and should not be less
than
  (2c)
Equation (2) is based on
research that studied the amplification of ground
acceleration over building height in instrumented
buildings (Refs 2, 3, 4). For large earthquakes, it
has been determined that a roof amplification
factor of three is appropriate. Figure 3 shows the
distribution of earthquake force over the height of
a building when calculated using Equation (2).
Since the wall is supported at the bottom and top
of each story, the average of the forces calculated
for the floor above and the floor below is used to
design walls in each story. This ensures that the
earthquake forces are applied in proportion to the
mass distribution of the wall.

Figure 3 Distribution of
Out-of-plane Earthquake Force over the Height of a
Building with Reinforced Masonry
Walls
Out of Plane Analysis of
Masonry Walls
It is a common assumption
that masonry walls are restrained by pin supports
at the floor and roof levels. This is a reasonable
design approach, since the wall to floor connection
usually does not possess sufficient stiffness or
strength to transfer wall moments into the floor
and thus justify a rigid connection. In addition,
since earthquake and wind response are dynamic
phenomena, the assumption of pinned supports is
consistent with the modal response of the walls
subjected to earthquake and wind loads.
Masonry walls are typically
analyzed differently for out-of-plane loads
depending on whether working stress or strength
design procedures are used. This article will
concentrate on strength design procedures. Strength
design analysis procedures allow the designer to
account for P-D
effects and are more representative of the actual
out of plane behavior of masonry walls. The
Building Code Requirements for Masonry
Structures (Ref. 5) provides the following
equation for moment at the mid-height of a
wall:
  (3)
where
wu
= factored out-of-plane uniformly distributed
load.
h = ffective height of
wall.
Puf
= factored load from tributary floor or roof
areas.
Puw
= factored weight of wall are tributary to
wall section under consideration.
eu =
eccentricity of puf
d u
= deflection due to factored loads.
Equation 3 considers the
effect of wall deflection on moment demand
(P-D
effects) and can be derived from Figure 4(a), which
assumes pinned supports at the top and bottom of
the wall. When there is significant lateral
deflection at the top of the wall, as in the case
of a flexible large-span roof or floor diaphragm,
compatibility of deformations must be maintained
and the free-body diagram of the wall is as shown
in Figure 4(b). Then, an additional term must be
added to Equation (3) and the design moment can be
approximated by:
  (4)
where d
ur
is the deflection at the top of the wall due to
factored loads. The additional moment required to
enforce deformation compatibility can be
significant in large buildings with high
walls.
When the moment demand is
less than the cracking moment,
Mcr The wall
deflection, d
u
is calculated from the following
equation:
  (5a)
and if Mu
> Mcr:
  (5b)
where Em is
the modulus of elasticity of the masonry,
I
g
is the gross moment of inertia of the wall, and
I
cr
is the cracked moment of inertia. The cracked
moment is given by:
  (6)
where Sn is
the section modulus of the wall cross-section and
fr is the modulus of rupture.
Since the moment depends on the deflection (see
Equations (3) and (4)) and the deflection depends
on the moment (see Equation (5)), it is clear that
a solution can only be obtained by trial and error.
As will be shown in the subsequent example, the
problem converges to a solution reasonably quickly
when the iterations are performed in a sequential
manner.
The analysis procedure
described above assumes that there are pinned
supports at the top and bottom of the wall, and
that the wall is subjected to uniform distributed
lateral load. Different formulas can be developed,
using free body diagrams such as those in Figure 4,
if the wall has different boundary conditions, or
is subjected to a different load
pattern.

Figure 4(a) Free-Body
Diagram of Wall with no Top
Displacement

Figure 4(b) Free-Body
Diagram of Wall with Top Displacement to Enforce
Deformation Compatibility
Design of Wall
Cross-Section
Once the moment and shear
demands have been determined, the wall must be
designed to resist the calculated loads. The
primary task in the design of the wall
cross-section is the determination of the
reinforcement required to resist the out-of-plane
bending moment. The wall should also be checked to
ensure that the out-of-plane shear is adequate and
that it meets the serviceability
criteria.
The Building Code
Requirements for Masonry Structures provides
the following equation for checking the flexural
capacity of a wall subjected to out-of-plane
loads:
  (7)
where Mu is
the factored load demand and the nominal moment
capacity Mn is given
by:
  (8)
where f y
is the yield stress of the steel reinforcement and
d is the distance from the extreme
compression surface to centroid of the reinforcing
steel. The strength reduction factor
f
is equal to 0.9 for walls in flexure and the depth
of the compression block a is given by:
  (9)
where f 'm
is the masonry compressive strength and b is
the effective width of the wall cross-section.
Equation (8) is valid for walls with one layer of
vertical reinforcement placed at the center of the
wall. In very high walls, it is often more
practical to use two layers of reinforcement and
take advantage of the large moment arm that results
when the bars are placed closer to the wall
exterior. To simplify the calculations, the
compression steel can be ignored and the moment
capacity calculated from:
 (10)
Figure 5 illustrates the
derivation of Equation (10). Moment curvature
analyses show that ignoring the compression steel
underestimates the moment capacity of the wall by
about ten percent.
It is impractical to use
shear reinforcement to increase the out-of-plane
shear capacity of masonry walls. Thus, the shear
capacity is equal to the shear strength provided by
the masonry Vm, which is given
by:
 (11)
The value M/Vd need
not exceed 1.0. The shear design equation is then
given by:
  (12)
where the strength reduction
factor f
is equal to 0.8 for shear. In addition to strength
requirements, the wall must also satisfy the
deflection following serviceability deflection
requirement:
  (13)
where d
s
is the deflection when the wall is subjected
to service loads. The requirement in Equation (3)
is intended to limit the amount of aesthetic
cracking in the masonry and damage to attached
materials.

Figure 5 Equilibrium of
Wall Cross-Section with Two Layers of
Reinforcement
Conclusions
The article has presented a
systematic procedure for designing masonry walls to
resist out-of-plane forces. Since out-of-plane wall
resistance is the critical aspect in the design of
most large masonry buildings, the design must be
performed correctly to in order to achieve
acceptable building performance. The design process
must consider the secondary effects displacements
on the wall demands and the additional forces
required to enforce the compatibility of
deformations with the rest of the
structure.
References
1. SEI/ASCE-7-02, Minimum
Design Loads for Buildings and other
Structures, American Society of Civil
Engineers, Reston, VA, 2002.
2. Drake, R.M., and Bachman,
R.E., "NEHRP Provisions for 1994 for Nonstructural
Components," Journal of Architectural
Engineering, American Society of Civil
Engineers, New York, NY, Volume 2, No. 1, March
1996, pp. 26-31.
3. Drake, R.M., and Bachman,
R.E., "Interpretation of Instrumented Building
Seismic Data and Implications for Building Codes,"
Proceedings of the 64th Annual Convention of the
Structural Engineers Association of California
(SEAOC), Indian Wells, CA, October 1995.
4. Drake, R. M., and R. E.
Bachman, "1994 NEHRP Provisions for Architectural
Mechanical and Electrical Components," Proceedings
of the 5th US Conference on Earthquake Engineering,
Chicago, IL, 1994.
5. Masonry Standards Joint
Committee (MSJC), Building Code Requirements for
Masonry Structures (ACI 530-02/ASCE 5-02/TMS
402-02)
This issue of "Masonry
Chronicles" was written by Chukwuma Ekwueme of
Hart-Weidlinger.
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